Disclosures

Name of Investment Adviser Shailendra Jain Prop. of Samriddhi Capitals
Type of Registration Individual
SEBI Registration Number / BASL Registration Number INA000015002 / 1242
Validity of Registration September 01, 2020 – Perpetual
Address No. 201, Saideep CHS, Plot No. 37, Sector 21
Near Shilp Chouk / IDBI Bank, Kharghar
Navi Mumbai – 410210
Contact details of Principal Officer Contact No. +91 9321 431 645
Email ID – shailendra.jain@samriddhicapitals.in
SEBI Regional Office Plot No. C 4-A , G Block, Near Bank of India
Bandra Kurla Complex, Bandra East
Mumbai – 400051

Investment in securities market are subject to market risks. Read all the related documents carefully before investing

Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors

We do not receive any consideration in any form for any distribution or execution services in respect of the products or services for which the investment advice is provided to our clients.

We are not associated with any issuer of products / securities in any manner, thus ensuring no conflict of interest. This also ensures objectivity or independence while carrying on Investment Advisory Services.

Investment in stock or commodity markets is subject to market risk. We undertake our best efforts in identifying opportunities, but no surety of return or accuracy of any kind is guaranteed. While performance sheets / dashboards may be available on our websites, but these should not be considered as a guarantee for future performance of services.

We conduct risk profiling of our clients and suggest the advisory services best suited to them. However, if client undertakes risk beyond their assessed risk appetite, it would be at their discretion. Clients are advised to trade only if recommendation suits their risk appetite.

In case of client seeking advice on specific positions already made based on their discretion, we would suggest best possible action considering our view on such security. Such suggestion shall only be considered as an opinion and not an investment advice under any circumstances. We would not be liable for any losses whatsoever client may incur while accepting the opinion.

To avoid any conflict of interest, if we have any material open position on any scrip, on which recommendation is given, we shall disclose the same to our clients while giving recommendation.

All recommendations relating to advisory services are given via instant messaging app. No verbal communications under any circumstances shall be considered as investment advice by our entity.

Clients are advised to read, understand and agree to terms & conditions and disclaimer relating to our services.

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for previous financial year are as under:

Financial Year

Compliance Audit Statu

Remarks, if any

2021-22

Completed

              –

2022-23

In progress

              – 

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